Quality
Management Journal, 6(2),
9-21 (1999).
Richard
M. Felder
Department of Chemical Engineering
North Carolina State University Rebecca
Brent
College of Engineering
North Carolina State University

How to Improve Teaching Quality
An
announcement goes out to the faculty that from now on the
university will operate as a total quality management campus.
All academic, business, and service functions will be assessed
regularly, and quality teams will plan ways to improve them.
A campus quality director and a steering team are named, with
the director reporting to the Provost. All university departments
appoint quality coordinators, who attend a one-day workshop
on quality management principles and return to their departments
to facilitate faculty and/or staff meetings at which quality
improvement is discussed.
Many
faculty members are irate. They argue that TQM was developed
by and for industry to improve profits, industry and the university
are totally different, and talking of students as "customers"
is offensive and makes no sense. They make it clear that they
will have nothing to do with this scheme and will view any
attempt to compel them to participate as a violation of their
academic freedom.
What
happens then is.practically nothing. Some changes are made
in business and service departments, some curricula are revised,
and a few instructors make changes in what they do in their
classrooms but most go on teaching the way they have always
taught. After two or three years the steering committee writes
its final report declaring the program an unqualified success
and disbands, and life goes on.
Higher
education discovered total quality management in the 1980s
and quickly became enamored of it. Books like TQM for Professors
and Students (Bateman and Roberts 1992) and Total Quality
Management in Higher Education (Sherr and Teeter 1991)
declared that TQM could serve as a paradigm for improving
every aspect of collegiate functioning from fiscal administration
to classroom instruction. Terms like "customer focus," "employee
empowerment," "continuous assessment," and "Deming's 14 principles"
started appearing with regularity in education journals and
in administrative pronouncements on campuses all over the
country. Deming himself suggested the linkage between quality
management principles and education, claiming that ".improvement
of education, and the management of education, require application
of the same principles that must be used for the improvement
of any process, manufacturing or service" (Deming, 1994).
Some
academic programs and many individual faculty members have
tried applying quality principles in their work. Recent papers
in engineering education describe quality-based models for
classroom instruction (Jensen and Robinson 1995; Shuman et
al. 1996; Stedinger 1996; Latzgo 1997; Karapetrovic and Rajamani
1998), curriculum reform and revision (Bellamy et al. 1994;
Litwhiler and Kiemele 1994; Summers 1995; Houshmand et al.
1996; Shelnutt and Buch 1996), and department program planning
and administration (Diller and Barnes 1994). Nevertheless,
after more than a decade of such efforts, TQM has not established
itself as the way many universities operate, especially in
matters related to classroom instruction.
Our
concern in this paper is specifically with teaching, as opposed
to academic or research program structure and administration.
We first consider how an instructor can improve the quality
of instruction in an individual course, and then the more
difficult question of how an academic organization (a university,
college, or academic department) can improve the quality of
its instructional program. In both cases, we examine the potential
contribution of quality management principles to teaching
improvement programs in light of the cultural differences
between industry and the university.
IMPROVING
TEACHING QUALITY IN AN INDIVIDUAL CLASS
We
may define good teaching as instruction that leads to effective
learning, which in turn means thorough and lasting acquisition
of the knowledge, skills, and values the instructor or the
institution has set out to impart. The education literature
presents a variety of good teaching strategies and research
studies that validate them (Campbell and Smith 1997; Johnson
et al. 1998; McKeachie 1999). In the sections that follow,
we describe several strategies known to be particularly effective.
Write
instructional objectives
Instructional
objectives are statements of specific observable actions that students should be able to perform if they have mastered
the content and skills the instructor has attempted to teach
(Gronlund 1991; Brent and Felder 1997). An instructional objective
has one of the following stems:
- At
the end of this [course, chapter, week, lecture], the student
should be able to ***
- To
do well on the next exam, the student should be able to
***
where
*** is a phrase that begins with an action verb (e.g., list, calculate, solve, estimate, describe, explain, paraphrase, interpret, predict, model, design, optimize,.). The outcome of the specified
action must be directly observable by the instructor: words
like "learn," "know," "understand," and "appreciate," while
important, do not qualify.
Following
are illustrative phrases that might be attached to the stem
of an instructional objective, grouped in six categories according
to the levels of thinking they require.
- Knowledge
(repeating verbatim): list [the first five books
of the Old Testament]; state [the steps in the procedure
for calibrating a gas chromatograph].
- Comprehension
(demonstrating understanding of terms and concepts): explain [in your own words the concept of phototropism]; paraphrase [Section 3.8 of the text].
- Application
(solving problems): calculate [the probability that
two sample means will differ by more than 5%]; solve [Problem 17 in Chapter 5 of the text].
- Analysis
(breaking things down into their elements, formulating theoretical
explanations or mathematical or logical models for observed
phenomena): derive [Poiseuille's law for laminar
Newtonian flow from a force balance]; simulate [a
sewage treatment plant for a city, given population demographics
and waste emission data from local manufacturing plants].
- Synthesis
(creating something, combining elements in novel ways): design [an elementary school playground given demographic
information about the school and budget constraints]; make
up [a homework problem involving material covered in
class this week].
- Evaluation
(choosing from among alternatives): determine [which
of several versions of an essay is better, and explain your
reasoning]; select [from among available options
for expanding production capacity, and justify your choice]The
six given categories are the cognitive domain levels of Bloom's
Taxonomy of Educational Objectives (Bloom 1984). The last
three categories--synthesis, analysis, and evaluation--are
often referred to as the "higher level thinking skills."
Well-formulated
instructional objectives can help instructors prepare lecture
and assignment schedules and facilitate construction of in-class
activities, out-of-class assignments, and tests. Perhaps the
greatest benefit comes when the objectives cover all of the
content and skills the instructor wishes to teach and they
are handed out as study guides prior to examinations. The
more explicitly students know what is expected of them, the
more likely they will be to meet the expectations.
Use
active learning in class
Most
students cannot stay focused throughout a lecture. After about
10 minutes their attention begins to drift, first for brief
moments and then for longer intervals, and by the end of the
lecture they are taking in very little and retaining less.
A classroom research study showed that immediately after a
lecture students recalled 70% of the information presented
in the first ten minutes and only 20% of that from the last
ten minutes (McKeachie 1999).
Students'
attention can be maintained throughout a class session by
periodically giving them something to do. Many different activities
can serve this purpose (Bonwell and Eison 1991; Brent and
Felder 1992; Felder 1994a; Johnson et al. 1998; Meyers and
Jones 1993), of which the most common is the small-group exercise.
At some point during a class period, the instructor tells
the students to get into groups of two or three and arbitrarily
designates a recorder (the second student from the left, the
student born closest to the university, any student who has
not yet been a recorder that week). When the groups are in
place, the instructor asks a question or poses a short problem
and instructs the groups to come up with a response, telling
them that only the recorder is allowed to write but any team
member may be called on to give the response. After a suitable
period has elapsed (which may be as short as 30 seconds or
as long as 5 minutes-shorter is generally better), the instructor
randomly calls on one or more students or teams to present
their solutions. Calling on students rather than asking for
volunteers is essential. If the students know that someone
else will eventually supply the answer, many will not even
bother to think about the question.
Active
learning exercises may address a variety of objectives. Some
examples follow.
- Recalling
prior material. The students may be given one minute
to list as many points as they can recall about the previous
lecture or about a specific topic covered in an assigned
reading.
- Responding
to questions. Any questions an instructor would normally
ask in class can be directed to groups. In most classes-especially
large ones-very few students are willing to volunteer answers
to questions, even if they know the answers. When the questions
are directed to small groups, most students will attempt
to come up with answers and the instructor will get as many
responses as he or she wants.
- Problem
solving .
A large problem can always be broken into a series of steps,
such as paraphrasing the problem statement, sketching a
schematic or flow chart, predicting a solution, writing
the relevant equations, solving them or outlining a solution
procedure, and checking and/or interpreting the solution.
When working through a problem in class, the instructor
may complete some steps and ask the student groups to attempt
others. The groups should generally be given enough time
to think about what they have been asked to do and begin
formulating a response but not necessarily enough to reach
closure.
- Explaining
written material. TAPPS (thinking-aloud pair problem
solving) is a powerful activity for helping students understand
a body of material. The students are put in pairs and given
a text passage or a worked-out derivation or problem solution.
An arbitrarily designated member of each pair explains each
statement or calculation, and the explainer's partner asks
for clarification if anything is unclear, giving hints if
necessary. After about five minutes, the instructor calls
on one or two pairs to summarize their explanations up to
a point in the text, and the students reverse roles within
their pairs and continue from that point.
- Analytical,
critical, and creative thinking. The students may be
asked to list assumptions, problems, errors, or ethical
dilemmas in a case study or design; explain a technical
concept in jargon-free terms; find the logical flaw in an
argument; predict the outcome of an experiment or explain
an observed outcome in terms of course concepts; or choose
from among alternative answers or designs or models or strategies
and justify the choice made. The more practice and feedback
the students get in the types of thinking the instructor
wants them to master, the more likely they are to develop
the requisite skills.
- Generating
questions and summarizing. The students may be given
a minute to come up with two good questions about the preceding
lecture segment or to summarize the major points in the
lecture just concluded.
Use
cooperative learning
Cooperative
learning (CL) is instruction that involves students working
in teams to accomplish an assigned task and produce a final
product (e.g., a problem solution, critical analysis, laboratory
report, or process or product design), under conditions that
include the following elements (Johnson et al. 1998):
1. Positive interdependence. Team members are obliged
to rely on one another to achieve the goal. If any team
members fail to do their part, everyone on the team suffers
consequences.
2. Individual accountability. All team members are held
accountable both for doing their share of the work and for
understanding everything in the final product (not just
the parts for which they were primarily responsible).
3. Face-to-face promotive interaction. Although some
of the group work may be done individually, some must be
done interactively, with team members providing mutual feedback
and guidance, challenging one another, and working toward
consensus.
4. Appropriate use of teamwork skills. Students are
encouraged and helped to develop and exercise leadership,
communication, conflict management, and decision-making
skills.
5. Regular self-assessment of team functioning. Team
members set goals, periodically assess how well they are
working together, and identify changes they will make to
function more effectively in the future.
An
extensive body of research confirms the effectiveness of cooperative
learning in higher education. Relative to students taught
conventionally, cooperatively-taught students tend to exhibit
better grades on common tests, greater persistence through
graduation, better analytical, creative, and critical thinking
skills, deeper understanding of learned material, greater
intrinsic motivation to learn and achieve, better relationships
with peers, more positive attitudes toward subject areas,
lower levels of anxiety and stress, and higher self-esteem
(Johnson et al. 1998; McKeachie 1999).
Formal
cooperative learning is not trivial to implement, and instructors
who simply put students to work in teams without addressing
the five defining conditions of cooperative learning could
be doing more harm than good. In particular, if team projects
are carried out under conditions that do not ensure individual
accountability, some students will inevitably get credit for
work done by their more industrious and responsible teammates.
The slackers learn little or nothing in the process, and the
students who actually do the work justifiably resent both
their teammates and the instructor.
The
following guidelines suggest ways to realize the benefits
and avoid the pitfalls of cooperative learning (Felder and
Brent 1994; Johnson et al. 1998; Millis and Cottell 1998;
NISE 1997).
- Proceed
gradually when using cooperative learning for the first
time. Cooperative learning imposes a learning curve
on both students and instructors. Instructors who have never
used it might do well to try a single team project or assignment
the first time, gradually increasing the amount of group
work in subsequent course offerings as they gain experience
and confidence.
- Form
teams of 3-4 students for out-of-class assignments. Teams
of two may not generate a sufficient variety of ideas and
approaches, teams of five or more are likely to leave at
least one student out of the group process.
- Instructor-formed
teams generally work better than self-selected teams. Classroom research studies show that the most effective
groups tend to be heterogeneous in ability and homogeneous
in interests, with common blocks of time when they can meet
outside class. It is also advisable not to allow underrepresented
populations (e.g. racial minorities, or women in traditionally
male fields like engineering) to be outnumbered in teams,
especially during the first two years of college when students
are most likely to lose confidence and drop out. When students
self-select, these guidelines are often violated. One approach
to team formation is to use completely random assignment
to form practice teams, and then after the first class examination
has been given, form new teams using the given guidelines.
- Give
more challenging assignments to teams than to individuals.
If the students could just as easily complete assignments
by themselves, the instructor is not realizing the full
educational potential of cooperative learning and the students
are likely to resent the additional time burden of having
to meet with their groups. The level of challenge should
not be raised by simply making the assignments longer, but
by including more problems that call upon higher level thinking
skills.
- Help
students learn how to work effectively in teams. Some
instructors begin a course with instruction in teamwork
skills and team-building exercises, while others prefer
to wait for several weeks until the inevitable interpersonal
conflicts begin to arise and then provide strategies for
dealing with the problems. One technique is to collect anonymous
comments about group work, describe one or two common problems
in class (the most common one being team members who are
not pulling their weight), and have the students brainstorm
possible responses and select the best ones.
- Take
measures to provide positive interdependence. Methods
include assigning different roles to group members (e.g.
coordinator, checker, recorder, and group process monitor),
rotating the roles periodically or for each assignment;
providing one set of resources; requiring a single group
product; and giving a small bonus on tests to groups in
which the team average is above (say) 80%. Another powerful
technique is jigsaw, in which each team member receives
specialized training in one or another subtask of the assignment
and must then contribute his or her expertise for the team
product to receive top marks.
- Impose
individual accountability in as many ways as possible.
The most common method is to give individual tests. In lecture
courses, the course grade should be based primarily on the
test results (e.g., 80% for the tests and 20% for team homework),
so that students who manage to get a free ride on the homework
will still do poorly in the course. Other techniques include
calling randomly on individuals to present and explain team
results; having each team member rate everyone's contribution
and combining the results with the team grade to determine
individual assignment grades, and providing a last resort
option of firing chronically uncooperative team members.
- Require
teams to assess their performance regularly. At least
two or three times during the semester, teams should be
asked to respond to questions like "How well are we meeting
our goals and expectations? "What are we doing well?" "What
needs improvement?" and "What (if anything) will we do differently
next time?
- Do
not assign course grades on a curve. If grades are curved,
students have little incentive to help teammates and risk
lowering their own final grades, while if an absolute grading
system is used they have every incentive to help one another.
If an instructor unintentionally gives a very difficult
or unfair test on which the grades are abnormally low, points
may be added to everyone's score or a partial retest may
be administered to bring the high mark or the average to
a desired level.
- Survey
the students after the first six weeks of a course.
As a rule, the few students who dislike group work are quite
vocal about it, while the many who see its benefits are
quiet. Unless the students are surveyed during the course,
the instructor might easily conclude from the complaints
that the approach is failing and be tempted to abandon it.
- Expect
some students to be initially resistant or hostile to cooperative
learning.
This
point is crucial. Students sometimes react negatively when
asked to work in teams for the first time. Bright students
complain about begin held back by their slower teammates;
weaker or less assertive students complain about being discounted
or ignored in group sessions; and resentments build when some
team members fail to pull their weight. Instructors with experience
know how to avoid most of the resistance and deal with the
rest, but novices may become discouraged and revert to the
traditional teacher-centered instructional paradigm, which
is a loss both for them and for their students.
Cooperative
learning is most likely to succeed if the instructor anticipates
and understands student resistance: its origins, the forms
it might take, and ways to defuse and eventually overcome
it. Felder and Brent (1996) offer suggestions for helping
students understand why they are being asked to work in groups
and for responding to specific student complaints. These suggestions
may not eliminate student resistance completely, but they
generally keep it under control long enough for most students
to start recognizing the benefits of working in teams.
Assessment
and evaluation of teaching quality
Most
institutions use only end-of-course student surveys to evaluate
teaching quality. While student opinions are important and
should be including in any assessment plan, meaningful evaluation
of teaching must rely primarily on assessment of learning
outcomes. Current trends in assessment reviewed by Ewell (1998)
include shifting from standardized tests to performance-based
assessments, from teaching-based models to learning-based
models of student development, and from assessment as an add-on
to more naturalistic approaches embedded in actual instructional
delivery. Measures that may be used to obtain an accurate
picture of students' content knowledge and skills include
tests, performances and exhibitions, project reports, learning
logs and journals, metacognitive reflection, observation checklists,
graphic organizers, and interviews, and conferences (Burke,
1993).
A
particularly effective learning assessment vehicle is the portfolio, a set of student products collected over
time that provides a picture of the student's growth and development.
Panitz (1996) describes how portfolios can be used to assess
an individual's progress in a course or over an entire curriculum,
to demonstrate specific competencies, or to assess the curriculum.
Rogers and Williams (1999) describe a procedure to maintain
portfolios on the World Wide Web.
Angelo
& Cross (1993) outline a variety of classroom assessment
techniques, all of which generate products suitable for inclusion
in student portfolios. The devices they suggest include minute
papers, concept maps, audiotaped and videotaped protocols
(students reporting on their thinking processes as they solve
problems), student-generated test questions, classroom opinion
polls, course-related self-confidence surveys, interest/knowledge/skills
checklists, and reactions to instruction.
Longitudinal
study of the proposed instructional methods
In
a study carried out at North Carolina State University, a
cohort of students took five chemical engineering courses
taught by the same instructor in five consecutive semesters.
Active learning was used in all class sessions, and the students
completed most of their homework assignments in cooperative
learning teams. Both academic performance and student attitudes
were assessed each semester for both the experimental cohort
and a comparison cohort of students who proceeded through
the traditionally-taught curriculum. Felder (1995, 1998) gives
detailed descriptions of the instructional model and of the
assessment procedures and results.
The
experimental group entered the chemical engineering curriculum
with credentials statistically indistinguishable from those
of the comparison group and significantly outperformed the
comparison group on a number of measures. Students in the
experimental group generally earned higher course grades than
comparison group students, even in chemical engineering courses
that were not taught by the experimental course instructor.
Comparison group students were roughly twice as likely to
leave chemical engineering for any reason prior to graduation
and almost three times as likely to drop out of college altogether.
Anecdotal evidence strongly suggests that the experimental
group outperformed the comparison group in developing skills
in higher-level thinking, communication, and teamwork.
The
attitudes of the two groups of students toward their education
differed dramatically. Students in the experimental group
gave significantly higher ratings to the quality of their
course instruction, the student-friendliness of their academic
environment, the level of peer support they enjoyed, and the
quality of their investment in their chemical engineering
education.
The
value of TQM in improving classroom instruction
It
is not difficult to find semantic links between teaching and
total quality management. Almost every known strategy for
teaching effectively cited in standard pedagogical references
has counterparts on a list of TQM components compiled by Grandzol
and Gershon (1997). Examples include writing instructional
objectives (clarity of vision, strategic planning);
student-centered instruction (customer focus, empowerment,
driving out fear), collaborative or cooperative learning
(adopting a new philosophy, teamwork), assessment (measurement,
benchmarks, continuous improvement), and training and
mentoring new faculty members (human resource development,
employee training).
The
question is, if effective teaching strategies are known and
validated by extensive research (as they are), why not simply
incorporate them into classroom instruction without an added
layer of jargon? If all that is done is to choose a subset
of TQM terms that map onto known effective teaching strategies
and then apply the strategies in a single course-which is
what most of the published studies in the education literature
consist of-the TQM model adds no value. Perhaps more to the
point, TQM is a collective strategy that has meaning only
if it is agreed upon and implemented by the staff of an organization.
Applying TQM terms to instruction in a single course by a
single teacher may provide a good experience for the students,
but it is not TQM.
In
short, while improving the quality of classroom instruction
is a worthwhile goal-arguably the most important goal that
a university can adopt-there is no need to force-fit an industrial
model or invent questionable analogies (e.g., students as
"customers") to achieve it. TQM was developed by identifying
problems with existing manufacturing practices and then applying
a combination of sound economic and psychological principles
to devise a better approach. Improving teaching requires identifying
problems with existing academic practices and then applying
a combination of sound educational and psychological principles
to devise a better approach. Such approaches have already
been devised. Why not just use them?
IMPROVING
INSTITUTIONALTEACHING PROGRAMS
The
proper use of any of the instructional methods described in
the preceding section improves the quality of learning that
occurs in the classroom. If several of the methods are used
in concert, the potential for improvement is all the greater.
The quality of an institutional teaching program may therefore
be improved by persuading as many faculty members as possible
to use those methods in their classes and providing them with
the training and support they will need to implement the methods
successfully.
It
would be nice if we could stop right there, but the problem
is more complex. The presumption in everything just said is
that both faculty members and administrators at the institution
in question generally agree on a definition of "quality of
learning" and on the importance of improving it. Unfortunately,
this presumption rarely has a basis in fact. Much therefore
remains to be said about how to improve an institutional teaching
program (as opposed to teaching in a single class), including
the potential role of total quality management.
As
noted in the introduction, many campuses have experimented
with TQM, provoking a great deal of faculty opposition in
the process and having relatively little impact on what happens
in most classrooms. The conflict between the TQM advocates
and opponents reflects differences between the industrial
culture where TQM was developed and the culture of the university.
The conflict can easily turn what should be a united effort
to improve the quality of education into a power struggle
between faculty members and administrators. The consequence
is that the introduction of TQM to the campus may work against
the cause it was intended to promote.
It
is not that there is anything wrong with quality management
principles. We believe that they are firmly rooted in common
sense and that systematically applying them is very likely
to lead to improvements in university operations. However,
undertaking the wholesale application of a paradigm developed
for one culture-industry-to another culture-higher education-has
pitfalls. In important ways, the two cultures are as different
as automobiles are from students, and steps that may be feasible
in one environment may be entirely inappropriate in the other.
[Beaver(1994) makes this point tellingly. Some of the ideas
we present in the next section draw on his observations.]
Perhaps more to the point, the rhetoric of total quality management
contains terms that are offensive to many faculty members,
and their resentment of attempts to apply TQM language to
their profession provokes fierce opposition to TQM-based strategies.
In
the remainder of this section we review the cultural differences
that give rise to the faculty opposition, and then suggest
how the lessons of TQM may be applied to teaching program
improvement in a manner much more likely to succeed.
Two
different worlds
Every
organization, be it a company, a corporate division, a university,
a college, or an academic department, has both a stated
mission, which is written for public consumption, and
a true mission, which dictates how the organization
allocates resources and rewards performance. The two missions
may be the same or different. The working definition of "quality"
within an organization is determined primarily by the organization's
true mission. The concept of the true mission is needed to
explain the principal differences between the industrial and
academic cultures that are related to quality management.
- In
industry, the true mission is relatively clear, and quality
is relatively straightforward to define. In education, the
true mission is complex and subject to endless debate, and
quality is therefore almost impossible to define in an operationally
useful manner.
Whatever
the corporate mission statement may say, the true mission
of a for-profit company is to maximize profits (more precisely,
some measure of profitability). Setting aside altruistic objectives
that may motivate individual company personnel, such goals
as zero defects, customer satisfaction, staff empowerment,
etc., are to the corporate mind simply means to the end of
maximizing profits. "Quality" may be defined as any property
of an industrial process or product that varies in a generally
monotonic manner with profits. The goal of raising quality
is therefore consistent with the mission of maximizing profits.
In
education as in industry, the stated mission and the true
mission may not coincide. The similarity ends there, however.
The goals that constitute the educational mission of a university
are extremely hard to pin down to everyone's satisfaction.
Is the goal to produce graduates who simply know a lot more
than they did when they enrolled as freshmen? What is it that
we want them to know? Do we wish to equip the students with
the skills they will need to succeed as professionals? What
skills would those be? Are they the same for all professions?
Are we trying to produce "educated citizens"? Whose definition
of "educated" will we adopt? Plato's? Dewey's? Alan Bloom's?
Is it our purpose to promote certain values in our graduates?
Which ones?
Agreeing
on educational goals is only the first step toward formulating
an academic mission, however. In the modern university, teaching
is just one of several important functions, the others being
research, service to business and technology (e.g., through
faculty consulting activities), and service to the community
and society at large. The true mission of the university might
involve maximizing research expenditures, tuition revenues,
"productivity" (rate of production of graduates divided by
faculty size), the institution's ranking in U.S. News and
World Report, national rankings of the football and basketball
teams, and regional and national reputations of the undergraduate
and graduate teaching programs. Many of these goals are unrelated
and most of them compete for limited resources. Prioritizing
them to arrive at a realistic teaching quality improvement
program is a challenge unlike anything encountered in industry.
- In
industry, quality is relatively easy to assess. In education,
even if a definition of quality can be formulated and agreed
upon, devising a meaningful assessment process is a monumental
task.
Quality
control managers can easily count the number of television
sets in a production run that malfunction, or the percentage
of silicon dioxide films deposited on semiconductor wafers
that fall outside pre-specified quality control limits, or
the weekly volume of complaints about the promptness and effectiveness
of repair service calls. The lower those values, the higher
the quality of the process being assessed.
But
what are the measures of quality in education? Assuming that
the mission of a university includes the imparting of certain
knowledge, skills, and (perhaps) values, a meaningful assessment
process must include measuring the degree to which the students
have acquired those attributes. Assessing knowledge is relatively
straightforward, but methods for assessing skills are complex
and time-consuming to administer and valid means of assessing
values do not exist.
- In
industry, the customer is relatively easy to identify and
is always right, at least in principle. In education, those
who might be identified as "customers" have contradictory
needs and desires and may very well be completely wrong.
When
attempt is made to introduce TQM on a campus, the term "customer"
probably provokes more faculty outrage than any other feature
of the approach. Its use is taken as clear evidence that the
proponents of the program do not understand the differences
between an industrial organization and an educational institution.
This
inference is understandable. If I manufacture automobiles,
the customers are automobile buyers. If I produce semiconductor
chips, the customers are the manufacturers of the products
that use semiconductor chips. If I own a restaurant, the customers
are the diners. If a significant number of my customers complain,
it means that I am not doing an acceptable job, and unless
I improve in a way that reduces the number of complaints,
I will suffer negative consequences. Admittedly, the shareholders
and/or the Board of Directors might also be considered my
customers, but if the first group of customers is unhappy
and I am operating in a competitive market, the second group
will sooner or later also be unhappy.
If
I am a faculty member, my "customers"-who include hirers of
graduates, university administrators, governing boards, state
legislatures, research funding agencies, parents, and students-want
different and frequently contradictory things. Industry wants
graduates who have good technical, communication, and teamwork
skills and who can think critically and solve problems creatively.
Administrators and governing boards want the university to
have high national rankings (which are invariably based on
research reputations), large amounts of external funding,
and high "productivity," turning out as many graduates in
as short a period of time as possible and at the lowest possible
cost. Legislatures want the universities to be responsive
to the taxpayers' needs, which usually means having a strong
but affordable undergraduate program. Funding agencies want
results obtained quickly and cost-effectively. Parents want
low tuition and graduation in four years or less. And then
there are the students.
Students
at a university want a bewildering variety of different and
often contradictory things. Some want teaching that emphasizes
the concrete and practical over the abstract and theoretical
that will prepare them for their chosen professions; others
want a rigorous education that will prepare them to enter
top graduate schools and then go on to research careers. Most
dislike difficult homework assignments and examinations; a
few welcome the challenge. Some like working in teams; others
hate it. And so on.
In
short, the "customers" of a university clearly cannot always
be right, and they may sometimes be completely wrong. The
goal of customer satisfaction that makes so much sense in
a corporate environment consequently makes little sense at
a university. It is little wonder that faculty members react
negatively to the concept.
- In
industry, a clear chain of command usually exists, on paper
and in fact. In education, a chain of command might exist
on paper, but it is in fact relatively amorphous and nothing
at all like its industrial counterpart.
Corporate
executives who wish their subordinates to do things differently
have both carrots and sticks at their disposal. Employees
who make substantial contributions to meeting the goals of
the company or of their superiors may be awarded bonuses,
raises, and promotions. Those who fail to make such contributions
may (leaving aside considerations related to unions) find
themselves unemployed or relegated to undesirable positions
as a consequence of their insubordination. For both of these
reasons, if the CEO or the Board of Directors of a company
decides that (for example) a TQM policy will be implemented,
the policy is implemented, and staff members who fail to go
along with it place themselves at risk.
Insubordination
is not part of the normal vocabulary of administration-faculty
relations. Administrators may make requests but they simply
do not give orders to professors, and they have very little
power to compel acceptance of their requests. They may award
or deny merit raises to noncompliant faculty members but there
is not much else they can do, especially if the faculty members
are tenured. (Tenure has no counterpart in industry.) If they
ask professors to do something that requires a substantial
expenditure of time and/or effort-such as undertaking a quality-based
teaching improvement program-they must somehow make a convincing
case that doing it is in the professors' best interests. Considering
the low priority of teaching in most academic reward systems,
that case can be extremely difficulty to make.
Toward
an effective institutional teaching improvement program
We
have so far spoken only of changes in teaching methods, but
improvements in instructional programs may also involve subject
integration, just-in-time instruction, writing across the
curriculum, or any of a variety of other non-traditional approaches
that have been found to improve learning. In the final analysis,
however, the quality of a teaching program is primarily related
to the quality of the instruction that takes place in individual
classrooms. For the new curricula and instructional methods
to have the desired impact, a reasonable percentage of the
faculty must participate willingly and competently in both
their delivery and their assessment. If they do not, the curriculum
structure and any other educational reforms will be largely
irrelevant in the long run.
Most
faculties have enough members who are sufficiently dedicated
to teaching to participate voluntarily in pilot studies of
new instructional programs, with minimal expectation of tangible
reward. As many administrators have recently discovered, however,
attracting and keeping enough faculty volunteers for a full-scale
implementation of a new teaching program can be difficult
or impossible, particularly if their participation is an add-on
to all their other responsibilities and does not count toward
tenure and promotion.
Administrators
who wish to make major improvements in the quality of their
teaching programs should therefore provide incentives for
faculty members to participate in the new programs, such as
salary supplements, travel or equipment funds, or release
from service responsibilities. They should also commit to
faculty members who carry the principal burden of teaching
and assessment in the new programs that they will have the
same opportunities for tenure, promotion, and merit raises
as their more research-oriented colleagues now enjoy (Boyer
1990; Glassick et al. 1997; Felder 1994b). Unless this commitment
is made and honored, attempts to implement a large-scale teaching
improvement program are likely to consume an immense amount
of time and effort and accomplish relatively little in the
end.
Here,
then, is our view of what can be done to improve the instructional
program at a university. Each step requires agreement of the
faculty members who must implement it and the administrators
who must provide the necessary resources.
- Faculty
members and administrators define the knowledge, skills,
and values that the graduates of the program should have.
- With
the assistance of experts in pedagogy and learning assessment,
the faculty defines the instructional methods most likely
to lead to the acquisition of the desired attributes, selects
the methods needed to assess the effectiveness of the instruction,
and estimates the resources (including provisions for faculty
development) needed to implement both the instruction and
the assessment.
- The
administration commits to provide both the necessary resources
to initiate and sustain the program and appropriate incentives
for faculty members to participate.
- The
faculty and administration formulate a detailed implementation
plan.
- The
faculty implements the plan.
- The
faculty and administration assess the results and modify
the plan as necessary to move closer to the desired outcomes.
Rogers
and Sando (1996) present models for teaching program assessment
that include recommendations for all but Step 3 of this list.
This
six-step plan sounds like a TQM model, and of course it is.
It can be put into effect perfectly well, however, in the
context of the university culture, without ever mentioning
customers, empowerment, bottom-up management, or any other
TQM term whose applicability to education is questionable.
Consensus on all of the issues involved in educational reform
might or might not be achieved, but at least the dialogue
would focus on the real issues rather than semantic red herrings.
Our
recommendations for improving teaching quality finally come
down to this. Instructors who wish to improve teaching in
a course should consult the literature, see which instructional
methods have been shown to work, and implement those with
which they feel most comfortable. Total quality management
need not enter the picture at all. An administration wishing
to improve the quality of its instructional program should
first make the necessary commitment to provide the necessary
resources and incentives for faculty participation. Then,
don't talk about TQM-just do it.
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